National Association of Securities Dealers

National Association of Securities Dealers
The largest securities industry self-regulatory organisation in the US. The NASD is supervised by the US Securities and Exchange Commission and virtually all US investment banks and firms dealing in the over-the-counter securities market are members. The NASD develops rules and regulations, conducts regulatory reviews of members' business activities, disciplines violators, and designs, operates, and regulates securities markets.
For further information, see the FINRA website.

Practical Law Dictionary. Glossary of UK, US and international legal terms. . 2010.

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