Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010.
Non-reporting issuer — Securities regulation in Canada is conducted by the various provincial securities commissions and self regulating organizations (“SRO”) such as the MFDA and IIROC. Securities are issued under the authority and oversight of these bodies with the… … Wikipedia
non-reporting company — USA non reporting issuer Also known as non reporting company. A company that is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act, regardless of whether it is filing voluntarily. Practical Law Dictionary.… … Law dictionary
reporting issuer — USA reporting company, Also known as reporting issuer and public company. See also US reporting issuer (UK). A company subject to Section 13 or 15(d) of the Exchange Act is an SEC … Law dictionary
reporting company — USA reporting company, Also known as reporting issuer and public company. See also US reporting issuer (UK). A company subject to Section 13 or 15(d) of the Exchange Act is an SEC … Law dictionary
non-equity share — A share in a company having any of the following characteristics: • any of the rights of the share to receive payments are for a limited amount that is not calculated by reference to the company s assets or profits or the dividends on any class… … Accounting dictionary
non-equity share — A share in a company having any of the following characteristics: • any of the rights of the share to receive payments are for a limited amount that is not calculated by reference to the company s assets or profits or the dividends on any class… … Big dictionary of business and management
smaller reporting company — USA Defined by the SEC as an issuer that is not an investment company, an asset backed security, or a majority owned subsidiary of a parent that is not a smaller reporting company and that had a public float of less than $75 million. If an issuer … Law dictionary
public company — index utility (public service) Burton s Legal Thesaurus. William C. Burton. 2006 public company … Law dictionary
Form 144 — On December 6, 2007, the SEC published final rules revising Rule 144 under the Securities Act of 1933, which regulates the resale of restricted securities and securities held by affiliates. The amendments to Rule 144, among other things:#Shorten… … Wikipedia
Rule 144 — USA An SEC rule that permits resales or secondary distributions of restricted securities and control securities. Rule 144 of the Securities Act provides that a compliant resale does not involve a distribution of securities. So, a person complying … Law dictionary
