Securities and Exchange Commission

Securities and Exchange Commission
A federal agency that oversees the sale and issuing of corporate stocks and bonds and corporate takeovers.

The Essential Law Dictionary. — Sphinx Publishing, An imprint of Sourcebooks, Inc. . 2008.

Securities and Exchange Commission
The federal agency that oversees the nation's securities markets and interprets federal securities law. The SEC also oversees ratings agencies and private regulatory organizations.
Category: Business, LLCs & Corporations

Nolo’s Plain-English Law Dictionary. . 2009.

Securities and Exchange Commission
SeeUS Securities and Exchange Commission (SEC).
An independent regulatory agency of the US government that administers the US securities markets. It has broad powers to issue regulations, institute administrative proceedings and bring a suit in the federal courts to enforce securities provisions.
For further information, see the SEC website: .
Related links
+ Securities and Exchange Commission (SEC)
The federal agency created to administer the Securities Exchange Act of 1934 (as amended) and the Securities Act of 1933 (as amended) and later given authority to administer the Investment Company Act of 1940 and the Investment Advisers Act of 1940. The statutes administered by the SEC are designed to promote full public disclosure and protect the investing public against fraudulent and manipulative practices in the securities markets.
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Practical Law Dictionary. Glossary of UK, US and international legal terms. . 2010.

Securities and Exchange Commission
n. The federal administrative agency established by the Securities Exchange Act of 1934, in order to supervise and regulate the issuing and trading of securities and to eliminate fraudulent or unfair practices. It is a regulating agency and is not judicial in nature, although it may pursue judicial remedies in federal court. Abbreviated SEC.

Webster's New World Law Dictionary. . 2000.

Look at other dictionaries:

  • Securities and exchange commission — Sceau de la Securities and Exchange Commission La Securities and Exchange Commission (SEC) est l organisme fédéral américain de réglementation et de contrôle des marchés financiers. C est en quelque sorte le « gendarme de la B …   Wikipédia en Français

  • Securities and Exchange Commission — ( SEC) The Federal agency with responsibility for regulating financial exchanges for cash instruments. American Banker Glossary ( SEC) A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and… …   Financial and business terms

  • Securities and Exchange Commission —   [sɪ kjʊərətɪz ənd ɪks tʃeɪndʒ kə mɪʃn], Abkürzung SEC [esiː siː], unabhängige Bundesbehörde der USA (gegründet 1934, Sitz: Washington, D. C.), die die Bilanzen von amerikanischen Unternehmen überprüft, die beabsichtigen, ihre Wertpapiere an den …   Universal-Lexikon

  • Securities and Exchange Commission — Pour les articles homonymes, voir SEC. Sceau de la Securities and Exchange Commission. La Securities and Exchange Commission ( …   Wikipédia en Français

  • Securities and Exchange Commission — La Securities and Exchange Commission de los Estados Unidos (comúnmente conocida como la SEC)[1] es una agencia independiente del gobierno de Estados Unidos que tiene la responsabilidad principal de hacer cumplir las leyes federales de los… …   Wikipedia Español

  • Securities and Exchange Commission — Emblem der SEC Die United States Securities and Exchange Commission (SEC) ist für die Kontrolle des Wertpapierhandels in den Vereinigten Staaten zuständig. Ihr Sitz ist in Washington D.C. Die SEC wurde als Reaktion auf den Börsenkrach von 1929 im …   Deutsch Wikipedia

  • Securities And Exchange Commission — (SEC)    Established under the Securities and Exchange Act of 1934 as part of the New Deal program to stabilize financial institutions, the SEC was an independent regulatory agency created to enforce the federal securities laws and license and… …   Historical Dictionary of the Roosevelt–Truman Era

  • Securities and Exchange Commission — Securities and Ex|change Com|mis|sion, the the SEC a US government organization which makes sure that people and companies obey the laws about the sale of ↑stocks and ↑bonds …   Dictionary of contemporary English

  • Securities and Exchange Commission —    not Securities Exchange Commission, for the body that regulates U.S. stock markets …   Dictionary of troublesome word

  • Securities and Exchange Commission — noun a US government agency established in 1934 following the stock market crash of 1929, to protect investors against malpractice in the securities and financial markets …   Australian-English dictionary

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