Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010.
Disclosure Rules and Transparency Rules — The Financial Services Authority sourcebook containing the Disclosure Rules and Transparency Rules. Related links Transparency Directive Practical Law Dictionary. Glossar … Law dictionary
Disclosure Controls and Procedures — USA Controls and other procedures of a company that are designed to ensure that information required to be disclosed by the company in its Exchange Act reports is recorded, processed, summarized and reported within the time periods specified in… … Law dictionary
Disclosure Statement — 1. A document explaining the rules of an IRA in plain, nontechnical language. This must be provided to the IRA owner at least seven days before the IRA is established, or it can be provided to the IRA owner at the time the IRA is being… … Investment dictionary
Rules Of Fair Practice — A set of rules and regulations developed by the National Association of Securities Dealers (NASD). The rules are a standard which members of the NASD must follow regarding their duties to customers. Since the NASD is a self regulatory… … Investment dictionary
List of Statutory Rules of Northern Ireland, 1997 — This is an incomplete list of Statutory Rules of Northern Ireland in 1997.1 100* Buses (Section 10B Permits) (Amendment) Regulations (Northern Ireland) 1997 S.R. 1997 No. 1 * Temporary Speed Limit (Upper Ballinderry, Lisburn) Order (Northern… … Wikipedia
corporate governance rules — United Kingdom In accordance with section 89O(1) of the Financial Services and Markets Act 2000, the rules for the purpose of implementing, enabling the implementation of or dealing with matters arising out of or related to, any EU law obligation … Law dictionary
Part VI Rules — (also Part 6 Rules) The collective term for the Listing Rules, Prospectus Rules, Disclosure Rules, Transparency Rules and corporate governance rules (under section 89O of the Financial Services and Markets Act 2000 ( … Law dictionary
UKLA Rules — For the purposes of the City Code on Takeovers and Mergers, the UKLA Rules include the Listing Rules, the Disclosure Rules and Transparency Rules and the Prospectus Rules of the Financial Services Authority (or any of them as the context may… … Law dictionary
Transparency Rules — Rules made under section 73A(6) of the Financial Services and Markets Act 2000, which relate to major shareholdings and the notification and dissemination of information by issuers of transferable securities (transferable security). Related links … Law dictionary
List of Statutory Rules of Northern Ireland, 2003 — This is an incomplete list of Statutory Rules of Northern Ireland in 2003.1 100* Income Related Benefits and Jobseeker s Allowance (Working Tax Credit and Child Tax Credit Amendment) Regulations (Northern Ireland) 2003 S.R. 2003 No. 1 * Plastic… … Wikipedia
