Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010.
FSMA overview — Introduction Implementation of the Financial Services and Markets Act 2000 (FSMA) completed the vesting of supervisory responsibilities in the regulator, the Financial Services Authority (FSA), and rationalised and substantially replaced the… … Law dictionary
Combined code — The Combined Code on Corporate Governance (from here on referred to as the code ) is a set of principles of good corporate governance and provides a code of best practice aimed at companies listed on the London Stock Exchange. It is overseen by… … Wikipedia
approved person — A person in relation to whom the Financial Services Authority (FSA) has given its approval under section 59 of the Financial Services and Markets Act 2000 to carry out specified controlled functions within authorised persons. The detail of the… … Law dictionary
person discharging managerial responsibilities — (PDMR) As defined in section 96B of the Financial Services and Markets Act 2000: • A director; or • A senior executive of an issuer who: o has regular access to … Law dictionary
PDMR — person discharging managerial responsibilities (PDMR) As defined in section 96B of the Financial Services and Markets Act 2000: • A director; or • A senior executive of an issuer who: o has regular access to … Law dictionary
persons discharging managerial responsibilities — person discharging managerial responsibilities (PDMR) As defined in section 96B of the Financial Services and Markets Act 2000: • A director; or • A senior executive of an issuer who … Law dictionary
PDMRs — person discharging managerial responsibilities (PDMR) As defined in section 96B of the Financial Services and Markets Act 2000: • A director; or • A senior executive of an issuer who: o has regular acc … Law dictionary
Financial Ombudsman Service — The United Kingdom s Financial Ombudsman Service is an ombudsman established in 2001 as a result of the Financial Services and Markets Act 2000 to help settle disputes between consumers and UK based businesses providing financial services, such… … Wikipedia
Greenbury Report — The Greenbury Report released in 1995 was a UK government report on corporate governance. It followed in the tradition of the Cadbury Report and addressed a growing concern about the level of director remuneration. The modern result of the report … Wikipedia
Hampel Report — The Hampel Report (Committee on Corporate Governance) in 1998 was designed to be a revision of the corporate governance system in the UK. The remit of the committee was to review the Code laid down by the Cadbury Report (now found in the Combined … Wikipedia
