No-action letter — A no action letter is a letter written by the staff members of a government agency, requested by an entity subject to regulation by that agency, indicating that the staff will not recommend that the agency take legal action against the entity… … Wikipedia
letter — let·ter n 1: a direct written statement addressed to an individual or organization; broadly: an official communication see also counterletter determination letter: a letter from an administrative agency (as the Internal Revenue Service) usu. in… … Law dictionary
Big Boy Letter — A big boy letter is a pre sale agreement in connection with a private sale of publicly traded securities not to sue over non disclosure of material inside information that is not disclosed, entered into between two sophisticated parties.… … Wikipedia
Exchange-traded fund — An exchange traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks.[1] An ETF holds assets such as stocks, commodities, or bonds, and trades close to its net asset value over the course of the trading day. Most ETFs… … Wikipedia
Mutual Fund Directors Forum — The Mutual Fund Directors Forum (MFDF) is a non profit organization serving independent mutual fund directors in the United States. Contents 1 Overview 2 Notes 3 References 4 External links … Wikipedia
Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc. — Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc. Supreme Court of the United States Argued Fe … Wikipedia
Credit rating agency — Corporate finance … Wikipedia
Regulatory capture — In economics, regulatory capture occurs when a state regulatory agency created to act in the public interest instead advances the commercial or special interests that dominate the industry or sector it is charged with regulating. Regulatory… … Wikipedia
Nationally Recognized Statistical Rating Organization — A Nationally Recognized Statistical Rating Organization (or NRSRO ) is a credit rating agency which issues credit ratings that the U.S. Securities and Exchange Commission (SEC) permits other financial firms to use for certain regulatory… … Wikipedia
Nationally recognized statistical rating organization — A Nationally Recognized Statistical Rating Organization (NRSRO) is a credit rating agency (CRA) that issues credit ratings that the U.S. Securities and Exchange Commission (SEC) permits other financial firms to use for certain regulatory purposes … Wikipedia
