securities statutes
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Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… … Wikipedia
Securities and Exchange Commission — n. A federal agency that oversees the sale and issuing of corporate stocks and bonds and corporate takeovers. abbrv. SEC The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008. Securities and… … Law dictionary
securities acts — n. Federal and state statutes that govern registration of and trade in corporate securities, including the Securities Act of 1933 and the Securities Exchange Act of 1934, administered by the Securities and Exchange Commission. The Essential Law… … Law dictionary
securities acts — Statutes controlling and regulating the issuance and sale of securities for the purpose of protecting the investing public. 47 Am J1st Secur A § 1 … Ballentine's law dictionary
Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… … Wikipedia
Securities Acts — Federal and state statutes governing the registration, offering, sale, etc. of securities. Major federal acts include the Securities Act of 1933 and the Securities Exchange Act of 1934 (q.v.). Such federal acts are administered by the Securities… … Black's law dictionary
Securities And Exchange Commission - SEC — A government commission created by Congress to regulate the securities markets and protect investors. In addition to regulation and protection, it also monitors the corporate takeovers in the U.S. The SEC is composed of five commissioners… … Investment dictionary
List of Statutes of New Zealand (1800-1980) — This is a list of Statutes of New Zealand before 1980. For statutes of New Zealand since 1980, see List of Statutes of New Zealand (1980 present) 1800s 1830s 1837 * Wills Act 1840s 1846 * New Zealand Constitution Act 1846 (UK) 1850s 1852 * New… … Wikipedia
U.S. Securities and Exchange Commission — Infobox Government agency agency name = U.S. Securities and Exchange Commission nativename = SEC seal width = 140px seal caption = formed = June 6, 1934 jurisdiction = Federal government of the United States headquarters = Washington, D.C.… … Wikipedia
US Securities and Exchange Commission — SeeUS Securities and Exchange Commission (SEC). An independent regulatory agency of the US government that administers the US securities markets. It has broad powers to issue regulations, institute administrative proceedings and bring a suit in… … Law dictionary
